Client's portal

Compliance Audit and Health Checks

We assist our clients in:

  • Conducting timely statutory file reviews to check on their good standing status.
  • Ensuring an effective implementation of the control processes by conducting ad-hoc checks.
  • Issuing compliance reports, with relevant recommendations.
  • Performing timely follow ups on the implementation of such recommended actions.
  • Designing their internal control procedures and procedures.
  • Maintaining a risk register in relation to their ongoing business operations.

Client Risk Assessment​

• Digitalised Client Screening, profiling and enhanced due

FATCA/CRS Reporting​

Assistance to comply with US Foreign Account Tax
Compliance Act (FATCA) & OECD Common Reporting
Standards (CRS):

• Apply the prescribed due diligence rules and completing the
‘Self-Certification’ exercise;

• Design and implement internal processes and procedures to
ensure compliance under FATCA/CRS;

• Assist in compiling, assessing, validating and reporting the
reportable information under FATCA/CRS to the competent
authorities in XML format.

Independent compliance audit​

• Run an independent onsite AML / CFT audit

• Run a Consultancy and Project Development programme

Training and Refresher Courses

• AML / CFT Risk Management

• Data Protection Framework

• Legal and Regulatory Updates