Client's portal

Regulatory & Compliance

Leveraging on a pool of knowledgeable, qualified and experienced officers in the financial services industry, we provide solution and assistance for the implementation and maintenance of an effective compliance framework, in accordance with the applicable legal requirements and international standards. Our compliance audit services are tailor-made to entities operating in both the financial and non-financial industry, as per their own specification and requirements.

Our subject matter experts:

Chaya Subramanien
Head - Compliance, Sustainability & Innovation, DTOS Ltd

Client Risk Assessment​

• Digitalised Client Screening, profiling and enhanced due

FATCA/CRS Reporting​

Assistance to comply with US Foreign Account Tax
Compliance Act (FATCA) & OECD Common Reporting
Standards (CRS):

• Apply the prescribed due diligence rules and completing the
‘Self-Certification’ exercise;

• Design and implement internal processes and procedures to
ensure compliance under FATCA/CRS;

• Assist in compiling, assessing, validating and reporting the
reportable information under FATCA/CRS to the competent
authorities in XML format.

Independent compliance audit​

• Run an independent onsite AML / CFT audit

• Run a Consultancy and Project Development programme

Training and Refresher Courses

• AML / CFT Risk Management

• Data Protection Framework

• Legal and Regulatory Updates