Client's portal

Investment Advisor

The Securities Act 2005 also allows for Investment Adviser companies to be set up and licensed in Mauritius. There are two categories of licences, Investment Adviser (Restricted) which allows the provision of investment advisory services only and Investment Adviser (Unrestricted) which allows a company to advise and manage portfolios and securities.

Holders of Investment Advisor licence are regulated by the FSC.

In order to obtain an unrestricted licence, the investment adviser shall provide sufficient justification to the FSC as to the competence of the persons who will be responsible for investment advice and the management of portfolios.

Client Risk Assessment​

• Digitalised Client Screening, profiling and enhanced due

FATCA/CRS Reporting​

Assistance to comply with US Foreign Account Tax
Compliance Act (FATCA) & OECD Common Reporting
Standards (CRS):

• Apply the prescribed due diligence rules and completing the
‘Self-Certification’ exercise;

• Design and implement internal processes and procedures to
ensure compliance under FATCA/CRS;

• Assist in compiling, assessing, validating and reporting the
reportable information under FATCA/CRS to the competent
authorities in XML format.

Independent compliance audit​

• Run an independent onsite AML / CFT audit

• Run a Consultancy and Project Development programme

Training and Refresher Courses

• AML / CFT Risk Management

• Data Protection Framework

• Legal and Regulatory Updates